Unclaimed
Keith Takeshi Sano is a financial advisor based in Atlanta, GA. He is currently registered with Fidelity Brokerage Services LLC. Keith has over 15 years of experience in the financial services industry. Keith holds the Series 7, Series 24, Series 4, and Series 66 licenses. He has a strong track record of providing financial advice to clients and helping them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
GA
06/06/2018 - Present
Fidelity Brokerage Services LLC (ATLANTA GA)
CA
10/22/2007 - 05/31/2018
LPL FINANCIAL LLC (SAN DIEGO CA)
BOTH
Issued 10/23/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/20/2011
Series 4 - Registered Options Principal Examination
BC
Issued 12/19/2008
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/19/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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