Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Keith? Claim Your ProfileKeith T Stanley is a financial advisor with Wolfe Research Securities. Keith has been in the industry since 2007 and holds the Series 7, Series 24, Series 63, Series 86, and Series 87 licenses. Keith is registered with the state of New York and has prior experience at Deutsche Bank Securities Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
03/28/2014 - Present
Wolfe Research Securities (New York NY)
NY
10/16/2009 - 03/26/2014
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
NY
01/01/2007 - 10/12/2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BC
Issued 10/26/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/15/2019
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/09/2007
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 03/19/2007
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 12/27/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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