Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Keith? Claim Your ProfileKeith Stuart Karstadt is a financial advisor with over 40 years of experience in the industry. Keith is registered with UBS Financial Services Inc. in both New Jersey and Texas. Keith has a strong track record of success in helping clients achieve their financial goals. He is committed to providing personalized advice and exceptional service.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
NJ
10/30/2007 - Present
UBS Financial Services Inc. (RED BANK NJ)
NY
05/31/1994 - 09/05/2000
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
01/11/1988 - 06/03/1994
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
NA
02/15/1988 - 05/19/1988
SHEARSON LEHMAN HUTTON INC.
NA
01/10/1983 - 02/15/1988
E. F. HUTTON & COMPANY INC
NA
02/26/1979 - 03/04/1983
SHEARSON/AMERICAN EXPRESS INC.
NA
06/08/1979 - 01/19/1983
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BC
Issued 11/08/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/17/1979
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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