Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Keith? Claim Your ProfileKeith Stock is a registered representative of Stock Securities LLC, a registered broker-dealer. Keith has been in the securities industry since January 11, 2013. Keith is licensed in 13 states and holds Series 7, 24, 63, 79, 82, 99TO and SIE licenses. Keith was previously employed by J.V.B. FINANCIAL GROUP, LLC. Keith is an investment professional with extensive experience in the financial services industry.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CT
08/31/2015 - Present
Stock Securities LLC (Stamford CT)
NY
12/18/2012 - 08/05/2015
J.V.B. FINANCIAL GROUP, LLC (NEW YORK NY)
BC
Issued 01/26/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/25/2013
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/16/2018
Series 82 - Limited Representative-Private Securities Offerings
BC
Issued 12/16/2012
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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