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Keith Steven Garland

Wells Fargo Clearing Services, LLC

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About Keith Steven Garland

Keith Garland is a financial advisor with Wells Fargo Clearing Services, LLC, with more than 30 years of experience in the financial services industry. Keith Garland is currently registered to provide investment advice in 23 states and the District of Columbia. Keith Garland holds a Series 6, 7, 26, 63 and 66 licenses. Keith Garland is a well-respected financial advisor with a proven track record of success.

Firm Information

Keith Garland is currently registered with Wells Fargo Clearing Services, LLC. Wells Fargo Clearing Services, LLC is a Limited Liability Company formed in March 2003 and headquartered in St. Louis, Missouri. They offer a variety of investment advisory services, including financial planning, pension consulting, and portfolio management for individuals, businesses, and institutional clients. With over $10 billion to $50 billion in assets under management, the firm provides services to a diverse client base, including high-net-worth individuals, corporations, charitable organizations, pension plans, and state or municipal government entities. They are registered with the SEC and all 50 states.
Wells Fargo Clearing Services, LLC

ONE NORTH JEFFERSON AVENUE

ST. LOUIS, MO 63103-2205

$558.46B

Assets Under Management

5,927

Total Clients

17,168

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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investment consulting services to institutional clients

Investment consulting services to institutional clients

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Keith Garland’s Registration & Firm History

DE

04/08/2024 - Present

Wells Fargo Clearing Services, LLC (MIDDLETOWN DE)

MD

09/27/2006 - 09/14/2009

SUNTRUST INVESTMENT SERVICES, INC. (SALISBURY MD)

NY

12/15/2005 - 09/18/2006

CADARET, GRANT & CO., INC. (SYRACUSE NY)

WI

05/14/2003 - 10/28/2005

INVEST FINANCIAL CORPORATION (APPLETON WI)

KY

06/01/2002 - 05/06/2003

J.J.B. HILLIARD, W.L. LYONS, INC. (LOUISVILLE KY)

PA

04/19/1994 - 06/01/2002

PNC BROKERAGE CORP (PITTSBURGH PA)

NA

03/01/1994 - 03/23/1994

PNC BROKERAGE CORP

VA

11/17/1993 - 03/09/1994

GNA SECURITIES, INC. (GLEN ALLEN VA)

NJ

04/18/1991 - 11/16/1993

PRUCO SECURITIES CORPORATION (NEWARK NJ)

NJ

04/18/1991 - 11/16/1993

THE PRUDENTIAL INSURANCE COMPANY OF AMERICA (NEWARK NJ)

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Licenses & Designations

BOTH

Issued 07/24/2008

Series 66 - Uniform Combined State Law Examination

BC

Issued 06/09/1992

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/12/2008

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/23/1995

Series 7 - General Securities Representative Examination

BC

Issued 04/15/1991

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe Exchange, Inc.

F

FINRA

N

NYSE American LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are 5 public disclosures for Keith Steven Garland. Review regulatory record here.
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