Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Keith? Claim Your ProfileKeith Mori is a financial professional with over a decade of experience in the industry. Keith is currently registered with Lazard Asset Management Securities LLC and is licensed in all 50 states. Keith has held a Series 7, Series 63 and Series 87 license since 2011, as well as the Securities Industry Essentials (SIE) exam passed in 2018. Prior to joining Lazard Asset Management Securities LLC, Keith was employed by BARCLAYS CAPITAL INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
05/21/2015 - Present
Lazard Asset Management Securities LLC (NEW YORK NY)
NY
05/03/2011 - 05/22/2015
BARCLAYS CAPITAL INC. (NEW YORK NY)
BC
Issued 06/27/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/23/2011
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 05/02/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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