Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Keith? Claim Your ProfileKeith Russel Goldstein has been working in the financial services industry since February 6, 1990. Keith is registered to offer securities and investment advice in 16 states. Keith currently works for Wells Fargo Clearing Services, LLC. Keith has worked at several firms prior to his current employment. These firms include Citigroup Global Markets Inc., H&R Block Financial Advisors, Inc., Kidder, Peabody & Co. Incorporated, and Butcher & Singer Inc. Keith is licensed to offer investment advice and securities in New Jersey and New York. Keith has earned the Series 7, Series 8, Series 9, Series 10, Series 63 and Series 65 licenses. Keith provides financial planning and portfolio management for individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
07/27/2021 - Present
Wells Fargo Clearing Services, LLC (MELVILLE NY)
NY
09/08/2000 - 12/13/2007
CITIGROUP GLOBAL MARKETS INC. (JERICHO NY)
MI
12/21/1991 - 09/14/2000
H&R BLOCK FINANCIAL ADVISORS, INC. (DETROIT MI)
NY
01/18/1990 - 01/31/1991
KIDDER, PEABODY & CO. INCORPORATED (NEW YORK NY)
NA
03/21/1989 - 01/31/1990
BUTCHER & SINGER INC.
IA
Issued 07/30/2009
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/24/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/11/1994
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/18/1989
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Keith Goldstein is the right advisor for you? Invested Better is here to help.
