Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Keith? Claim Your ProfileKeith Nielsen is a financial advisor with Waterloo Capital. Keith has over 25 years of experience in the financial services industry. He is committed to providing personalized financial advice and investment strategies to help clients reach their financial goals. Keith has a Series 7 and Series 63 license. Keith specializes in providing financial planning services, pension consulting, and portfolio management for individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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TX
09/22/2023 - Present
Waterloo Capital (AUSTIN TX)
TX
08/13/2021 - 09/18/2023
INDEPENDENT FINANCIAL GROUP, LLC (WACO TX)
TX
11/01/2017 - 08/16/2021
CETERA ADVISOR NETWORKS LLC (WACO TX)
TX
01/04/2010 - 11/01/2017
GIRARD SECURITIES, INC. (WACO TX)
TX
08/13/2007 - 12/31/2009
NEXT FINANCIAL GROUP, INC. (WACO TX)
TX
01/03/2007 - 09/06/2007
REGAL SECURITIES, INC. (WACO TX)
TX
07/19/2001 - 12/31/2006
SAMCO FINANCIAL SERVICES, INC. (WACO TX)
TX
05/21/2001 - 08/03/2001
SERVICE ASSET MANAGEMENT COMPANY (AUSTIN TX)
NJ
04/17/1998 - 06/04/2001
UBS PAINEWEBBER INC. (WEEHAWKEN NJ)
MO
01/01/1997 - 04/22/1998
EDWARD D. JONES & CO., L.P. (ST. LOUIS MO)
BC
Issued 01/02/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/30/1996
Series 7 - General Securities Representative Examination
Active
Inactive
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