Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Keith? Claim Your ProfileKeith Ronald Sams is a financial advisor with Robert W. Baird & Co. Inc. Keith Sams has been in the financial industry since 1992. Keith Sams is registered with FINRA and the state of Ohio and has a Series 63, Series 65, Series 7 and SIE. Keith Sams is also registered with state regulators in Florida and Texas. Keith Sams is affiliated with Robert W. Baird & Co. Inc. in Cincinnati, OH. Keith Sams was previously registered with Fifth Third Securities, Inc. and Prudential Securities Incorporated. Keith Sams provides financial advice to individuals, businesses, corporations, insurance companies, investment companies, charitable organizations, pension and profit sharing plans, and state and municipal government entities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
See schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Hard dollar payments for research
1
2
OH
12/22/2017 - Present
Robert W. Baird & Co. Inc. (Cincinnati OH)
OH
08/26/1994 - 06/01/1999
FIFTH THIRD SECURITIES, INC. (CINCINNATI OH)
NY
03/13/1992 - 09/06/1994
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
IA
Issued 10/08/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/24/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/12/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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