Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Keith? Claim Your ProfileKeith Ronald Oberg has been in the financial industry since 2000 and is currently a Registered Representative with TIAA-CREF Individual & Institutional Services, LLC, which is located in Charlotte, NC. Keith previously worked for several firms including Vanguard Marketing Corporation, Wachovia Securities, LLC, Banc of America Investment Services, Inc., First Union Securities, Inc., and First Union Brokerage Services, Inc. Keith has passed the Series 6, Series 7, Series 26 and Series 63 exams. Keith's experience includes providing financial planning and investment management for individuals and high net worth individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Compensation from affiliates
1
2
NC
04/25/2014 - Present
Tiaa-Cref Individual & Institutional Services, LLC (CHARLOTTE NC)
NC
01/23/2008 - 09/26/2012
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (CHARLOTTE NC)
NC
11/09/2004 - 11/05/2007
VANGUARD MARKETING CORPORATION (CHARLOTTE NC)
MO
04/20/2004 - 11/05/2004
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
MA
02/21/2003 - 11/28/2003
BANC OF AMERICA INVESTMENT SERVICES, INC. (BOSTON MA)
MO
10/01/2000 - 03/27/2001
FIRST UNION SECURITIES, INC. (ST. LOUIS MO)
NC
09/11/1998 - 10/01/2000
FIRST UNION BROKERAGE SERVICES, INC. (CHARLOTTE NC)
BC
Issued 09/18/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/09/2011
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/05/2007
Series 7 - General Securities Representative Examination
BC
Issued 09/09/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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