Unclaimed
Keith Robin Hamer is a financial advisor with over 30 years of experience in the industry. Keith currently works at Stifel, Nicolaus & Company, Inc. and has been with the firm since August 2006. Before joining Stifel, Nicolaus & Company, Inc., Keith worked at Wachovia Securities, LLC, Principal Financial Securities, Inc. and Piper Jaffray Inc. Keith holds both Series 63 and Series 65 licenses and is currently registered with FINRA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IA
02/08/2022 - Present
Stifel, Nicolaus & Company, Inc. (WATERLOO IA)
IA
05/11/1998 - 08/18/2006
WACHOVIA SECURITIES, LLC (WATERLOO IA)
TX
05/30/1997 - 05/11/1998
PRINCIPAL FINANCIAL SECURITIES,INC. (DALLAS TX)
MN
03/17/1987 - 06/26/1997
PIPER JAFFRAY INC. (MINNEAPOLIS MN)
NA
02/19/1986 - 03/26/1987
PENN MUTUAL EQUITY SERVICES, INC.
IA
Issued 03/31/2016
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/25/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/15/1986
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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