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Keith Robert Wells

Equity Services, Inc.

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About Keith Robert Wells

Keith Robert Wells is a financial professional with over 8 years of experience in the industry. Keith is currently registered with Equity Services, Inc. and provides financial planning, portfolio management, and pension consulting services to individuals, businesses, and pension and profit-sharing plans. Keith has a strong track record of success in helping clients achieve their financial goals.

Firm Information

Keith Wells is currently registered with Equity Services, Inc.. Equity Services, Inc. is a Vermont-based corporation founded in 1968. The firm provides financial planning, pension consulting, and educational seminars. They also offer portfolio management services for individuals and select other advisors. Equity Services, Inc. manages over $2 billion in assets for a variety of clients, including individuals, high-net-worth individuals, charitable organizations, corporations, and pension plans. The firm is registered with the SEC and in all 50 states.
Equity Services, Inc.

ONE NATIONAL LIFE DRIVE

MONTPELIER, VT 05604

$2.12B

Assets Under Management

204

Total Clients

615

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Keith Wells’s Registration & Firm History

NY

09/13/2023 - Present

Equity Services, Inc. (LATHAM NY)

PA

02/09/2021 - 03/08/2023

PRUCO SECURITIES, LLC. (Canonsburg PA)

PA

11/22/2016 - 01/04/2021

EQUITABLE ADVISORS, LLC (PITTSBURGH PA)

PA

09/29/2015 - 02/02/2016

MORGAN STANLEY (PITTSBURGH PA)

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Licenses & Designations

IA

Issued 04/19/2018

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 12/13/2016

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/29/2015

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Keith Robert Wells. Review regulatory record here.
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