Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Keith? Claim Your ProfileKeith Robert Sinclair is a financial professional with over 10 years of experience in the financial services industry. Currently, Keith is registered with Fidelity Brokerage Services LLC. Keith has a wide range of experience and holds multiple licenses including Series 7, Series 9, Series 10, and Series 63. Keith has been registered in 53 states and the District of Columbia. Keith previously held positions with Goldman Sachs and Fidelity Brokerage Services LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CO
04/15/2016 - Present
Fidelity Brokerage Services LLC (GREENWOOD VILLAGE CO)
UT
03/09/2015 - 03/23/2016
GOLDMAN, SACHS & CO. (SALT LAKE CITY UT)
CA
08/01/2011 - 02/03/2015
FIDELITY BROKERAGE SERVICES LLC (MISSION VIEJO CA)
BC
Issued 08/06/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/10/2016
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 09/23/2016
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/30/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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