Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Keith? Claim Your ProfileKeith Robert Schaefbauer is a financial advisor with Commonwealth Financial Network in Sioux Falls, SD. Keith has been in the financial services industry since October 9, 1994. Keith has his Series 6, 7, 24, 63, and 65 licenses as well as his SIE designation. He has been with Commonwealth Financial Network since May 2015. Prior to that, Keith was with LPL Financial LLC. Keith's specialties include financial planning, portfolio management, and insurance. He is a Certified Financial Planner.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
SD
06/18/2015 - Present
Commonwealth Financial Network (Sioux Falls SD)
SD
04/16/2007 - 06/15/2015
LPL FINANCIAL LLC (SIOUX FALLS SD)
SD
10/10/1994 - 04/17/2007
WADDELL & REED, INC. (SIOUX FALLS SD)
IA
Issued 01/28/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/06/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/09/2007
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/04/1998
Series 7 - General Securities Representative Examination
BC
Issued 10/06/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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