Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Keith? Claim Your ProfileKeith Robert May has been in the financial industry for over 20 years. Keith is currently a Registered Representative with Merrill Lynch, Pierce, Fenner & Smith Inc. Keith has also worked with Fifth Third Securities, Inc., Brownstone Investment Group, LLC, and Guggenheim Securities, LLC in the past. Keith holds the Series 7, Series 55, Series 63, Series 72, Series 57TO, Series 79TO, and Series 99TO licenses. Keith is licensed in all 50 states and the District of Columbia. Keith has experience providing portfolio management for individuals and businesses, financial planning, and pension consulting. Keith also offers educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
03/31/2023 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (NEW YORK NY)
NY
01/05/2021 - 07/20/2021
STONEX FINANCIAL INC. (NEW YORK NY)
NY
11/22/2017 - 05/09/2020
FIFTH THIRD SECURITIES, INC. (NEW YORK NY)
NY
08/21/2015 - 08/01/2017
BROWNSTONE INVESTMENT GROUP, LLC (NEW YORK NY)
NY
09/02/2014 - 07/22/2015
GUGGENHEIM SECURITIES, LLC (NEW YORK NY)
NY
02/24/2014 - 07/29/2014
KGS-ALPHA CAPITAL MARKETS, L.P. (NEW YORK NY)
NY
03/01/2013 - 02/24/2014
PIERPONT SECURITIES LLC (NEW YORK NY)
NY
01/04/2011 - 03/07/2013
CORTVIEW CAPITAL SECURITIES LLC (NEW YORK NY)
NY
02/11/2008 - 12/14/2010
WALL STREET ACCESS (NEW YORK NY)
NY
08/16/2005 - 02/20/2008
JEFFERIES & COMPANY, INC. (NEW YORK NY)
TN
01/07/2005 - 08/15/2005
FTN FINANCIAL SECURITIES CORP (MEMPHIS TN)
NY
07/23/2002 - 01/07/2005
SPEAR, LEEDS & KELLOGG, L.P. (NEW YORK NY)
NY
11/01/2000 - 08/28/2001
PHD CAPITAL (NEW YORK NY)
NY
09/09/1997 - 11/02/2000
GKN SECURITIES CORP. (NEW YORK NY)
BC
Issued 04/08/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/02/2023
Series 72 - Government Securities Representative Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/11/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 09/05/1997
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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