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Keith Robert Knox

Wall Street Access

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About Keith Robert Knox

Keith Robert Knox is a financial professional with over 39 years of experience in the industry. Keith has a broad range of experience, having worked at several firms including TD Ameritrade, Inc., Network 1 Financial Securities Inc., and VFINANCE INVESTMENTS, INC. Keith is currently registered with Wall Street Access. Keith has a Series 7, Series 24, Series 55, Series 66, Series 57TO, Series 79TO and Series 99TO. Keith is licensed in Florida, New York, and Virginia.

Firm Information

Keith Knox is currently registered with Wall Street Access. Wall Street Access is a partnership formed in February 1981. The firm is registered with the SEC and in all 50 states, as well as Puerto Rico. They have been involved in 10 regulatory events and 15 arbitration disclosures.

Not reported

Assets Under Management

Not reported

Total Clients

32

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Keith Knox’s Registration & Firm History

NY

06/20/2012 - Present

Wall Street Access (NEW YORK NY)

NY

01/17/2012 - 07/02/2012

TD AMERITRADE, INC. (SCARSDALE NY)

NJ

11/15/2011 - 01/06/2012

NETWORK 1 FINANCIAL SECURITIES INC. (RED BANK NJ)

NY

05/16/2011 - 11/14/2011

VFINANCE INVESTMENTS, INC (ARMONK NY)

NJ

01/07/2003 - 05/03/2011

HUDSON SECURITIES,INC. (JERSEY CITY NJ)

CT

03/21/1985 - 03/17/2003

SCHWAB CAPITAL MARKETS L.P. (STAMFORD CT)

NA

07/20/1983 - 03/14/1985

WILLIAM M. CADDEN & CO., INC.

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Licenses & Designations

BOTH

Issued 01/17/2012

Series 66 - Uniform Combined State Law Examination

BC

Issued 11/01/1995

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/12/1998

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 07/16/1983

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Keith Robert Knox.
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