Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Keith? Claim Your ProfileKeith Robert Kleinman is a financial advisor currently registered with Janney Montgomery Scott LLC. Keith has been in the industry since October 4, 1984, and has been with Janney Montgomery Scott LLC since March 2009. Keith holds Series 3, 7, 10, 27, 63, 65 and SIE licenses and is registered to provide investment advice in 22 states and the District of Columbia. Keith has previously been registered with Wachovia Securities, LLC, A.G. Edwards & Sons, Inc., Prudential Securities Incorporated, First Security Investments, Inc., First Montauk Securities Corp., Legg Mason Wood Walker, Incorporated, SAF Investment Services, Inc., Josephthal & Co., Incorporated, Shearson Lehman Hutton Inc., and E.F. Hutton & Company Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fee plus commission
1
2
PA
05/20/2013 - Present
Janney Montgomery Scott LLC (MOOSIC PA)
PA
01/01/2008 - 03/25/2009
WACHOVIA SECURITIES, LLC (SCRANTON PA)
PA
02/11/1999 - 01/03/2008
A. G. EDWARDS & SONS, INC. (SCRANTON PA)
NY
07/08/1998 - 01/11/1999
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
PA
10/23/1996 - 06/12/1998
FIRST SECURITY INVESTMENTS, INC. (KINGSTON PA)
NJ
11/05/1991 - 12/31/1994
FIRST MONTAUK SECURITIES CORP. (RED BANK NJ)
MD
06/14/1990 - 11/14/1991
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
PA
05/26/1989 - 06/21/1990
SAF INVESTMENT SERVICES, INC. (KINGSTON PA)
NA
02/23/1989 - 06/10/1989
JOSEPHTHAL & CO., INCORPORATED
NA
04/11/1988 - 03/07/1989
SHEARSON LEHMAN HUTTON INC.
NA
10/23/1986 - 04/11/1988
E. F. HUTTON & COMPANY INC
NA
10/20/1982 - 10/22/1986
PRUDENTIAL-BACHE SECURITIES INC.
IA
Issued 07/27/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/29/1982
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 09/13/1999
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 04/04/1989
Series 27 - Financial and Operations Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/16/2000
Series 3 - National Commodity Futures Examination
BC
Issued 10/16/1982
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
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