Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Keith? Claim Your ProfileKeith Zavala is a financial advisor with over 15 years of experience in the financial services industry. Keith has held previous roles with J.P. Morgan Securities LLC, Chase Investment Services Corp., Wells Fargo Investments, LLC, Ameriprise Financial Services, Inc., Wells Fargo Clearing Services, LLC and BancWest Investment Services, Inc. Keith is currently registered with LPL Financial LLC and provides financial advisory services to individuals, corporations and trusts.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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CA
07/19/2023 - Present
LPL Financial LLC (THOUSAND OAKS CA)
CA
01/10/2022 - 07/19/2023
BANCWEST INVESTMENT SERVICES, INC. (CULVER CITY CA)
CA
02/28/2020 - 01/26/2022
WELLS FARGO CLEARING SERVICES, LLC (SOUTH PASADENA CA)
CA
10/01/2012 - 11/25/2019
J.P. MORGAN SECURITIES LLC (STUDIO CITY CA)
CA
12/21/2009 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (STUDIO CITY CA)
CA
08/12/2008 - 11/23/2009
WELLS FARGO INVESTMENTS, LLC (ALHAMBRA CA)
CA
10/12/2007 - 03/03/2008
AMERIPRISE FINANCIAL SERVICES, INC. (GLENDALE CA)
BOTH
Issued 12/28/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/10/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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