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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Keith? Claim Your ProfileKeith Carr is a financial advisor with Fidelity Personal AND Workplace Advisors. Keith has been in the financial services industry since April 1, 2013, and is registered in 28 states and the District of Columbia. Keith's experience includes working at Wells Fargo Clearing Services, LLC, and Fidelity Investments. Keith has earned a variety of licenses, including Series 6, 7, 63, and 65, and has a SIE exam. Keith is a licensed investment advisor representative and a registered representative. Keith is a financial advisor and offers financial planning services, educational seminars, and selection of other advisors. Keith specializes in working with individuals, businesses, and retirement plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
03/04/2022 - Present
Fidelity Personal AND Workplace Advisors (MISSION VIEJO CA)
CA
03/04/2013 - 08/25/2021
WELLS FARGO CLEARING SERVICES, LLC (ANAHEIM CA)
IA
Issued 11/30/2020
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/12/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/11/2016
Series 7 - General Securities Representative Examination
BC
Issued 03/01/2013
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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