Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Keith? Claim Your ProfileKeith Randall Watts is a financial advisor who is currently registered with Calamos Financial Services LLC. Keith has been in the financial industry since July 29, 1999 and has a diverse background in the financial industry. Keith is a Series 7, Series 63, Series 24, and SIE licensed professional. Keith is registered in several states including Alaska, Arizona, Arkansas, California, Colorado, Hawaii, Idaho, Illinois, Iowa, Kansas, Mississippi, Missouri, Montana, Nebraska, Nevada, New Mexico, North Dakota, Oklahoma, Oregon, South Dakota, Texas, Utah, Washington and Wyoming. Prior to joining Calamos Financial Services LLC, Keith worked with CP INVESTMENTS, LLC, OppenheimerFunds Distributor, Inc., Hatteras Capital, NexBank Securities Inc, Destra Capital Investments LLC, Goldman, Sachs & Co., Janus Distributors LLC, Gartmore Distribution Services, Inc., MAM Securities, LLC, Scudder Weisel Capital, LLC, and Merrill Lynch, Pierce, Fenner & Smith Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
03/17/2023 - Present
Calamos Financial Services LLC (New York NY)
TX
03/19/2018 - 02/23/2023
CP INVESTMENTS, LLC (Dallas TX)
NY
06/17/2015 - 03/08/2018
OPPENHEIMERFUNDS DISTRIBUTOR, INC. (NEW YORK NY)
NC
02/28/2014 - 06/11/2015
HATTERAS CAPITAL (RALEIGH NC)
TX
09/10/2012 - 04/15/2013
NEXBANK SECURITIES INC (DALLAS TX)
MT
05/09/2011 - 09/05/2012
DESTRA CAPITAL INVESTMENTS LLC (BOZEMAN MT)
NY
04/06/2010 - 05/11/2011
GOLDMAN, SACHS & CO. (NEW YORK NY)
TX
09/15/2005 - 04/05/2010
JANUS DISTRIBUTORS LLC (DALLAS TX)
OH
03/12/2003 - 03/02/2004
GARTMORE DISTRIBUTION SERVICES, INC. (COLUMBUS OH)
CA
06/14/2001 - 12/31/2002
MAM SECURITIES, LLC (SAN FRANCISCO CA)
CA
12/19/2000 - 04/30/2001
SCUDDER WEISEL CAPITAL, LLC (SAN FRANCISCO CA)
NY
07/11/1996 - 04/17/2000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
IA
Issued 01/03/2014
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/14/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/15/2002
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/10/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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