Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Keith? Claim Your ProfileKeith Souza is a financial professional with over 28 years of experience in the financial services industry. Keith is registered with LPL Financial LLC and holds a Series 6, Series 7, Series 9, Series 10, Series 63, and Series 66 licenses. Keith has been with LPL Financial LLC since April 2006. Previously, Keith was employed by A. G. EDWARDS & SONS, INC., EDWARD JONES, and LIBERTY SECURITIES CORPORATION. Keith specializes in financial planning, portfolio management for individuals and businesses, and other non-discretionary advisory services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IL
09/19/2022 - Present
LPL Financial LLC (DANVILLE IL)
IL
12/03/1999 - 04/24/2006
A. G. EDWARDS & SONS, INC. (DANVILLE IL)
MO
11/27/1995 - 12/06/1999
EDWARD JONES (ST. LOUIS MO)
NY
06/17/1994 - 11/21/1995
LIBERTY SECURITIES CORPORATION (PURCHASE NY)
BOTH
Issued 12/21/2000
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/16/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/13/2000
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/13/2000
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/28/1995
Series 7 - General Securities Representative Examination
BC
Issued 06/16/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Keith Souza is the right advisor for you? Invested Better is here to help.
