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Keith Pleines

VP Distributors LLC

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About Keith Pleines

Keith Pleines is a financial professional with over 20 years of experience in the financial services industry. Keith is currently registered with VP Distributors LLC and has been working with this firm since October 2022. Prior to that, Keith was with MML Investors Services, LLC. Keith holds licenses Series 6, 7, 63, and 65 and is a registered representative in Connecticut and New York.

Firm Information

Keith Pleines is currently registered with VP Distributors LLC. VP Distributors LLC is a Limited Liability Company formed on September 30, 2011. The firm is registered in all 50 states and the District of Columbia, as well as with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

97

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Keith Pleines’s Registration & Firm History

CT

10/13/2022 - Present

VP Distributors LLC (HARTFORD CT)

NY

03/10/2021 - 09/06/2022

MML INVESTORS SERVICES, LLC (EAST HILLS NY)

NY

02/20/2019 - 11/11/2020

IRC SECURITIES LLC (NEW YORK NY)

NY

06/01/2010 - 06/07/2018

INVESCO DISTRIBUTORS, INC. (NEW YORK NY)

NY

06/30/2006 - 06/01/2010

MORGAN STANLEY DISTRIBUTION, INC. (NEW YORK NY)

NY

03/15/2006 - 07/11/2006

MORGAN STANLEY & CO., INCORPORATED (NEW YORK NY)

CA

12/01/2005 - 03/10/2006

LEGG MASON INVESTOR SERVICES, LLC (SAN MATEO CA)

NY

04/19/1999 - 12/01/2005

CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)

NJ

07/31/1998 - 03/25/1999

DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (JERSEY CITY NJ)

NY

10/31/1997 - 04/21/1998

THE DREYFUS SERVICE CORPORATION (NEW YORK NY)

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Licenses & Designations

IA

Issued 06/30/1999

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 11/14/1997

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/07/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/18/1999

Series 7 - General Securities Representative Examination

BC

Issued 10/27/1997

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Keith Pleines.
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