Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Keith? Claim Your ProfileKeith Peter Dionis is a financial professional with over 14 years of experience in the industry. Keith is currently registered with Seaport Global Securities LLC in New York, New York. Prior to that, Keith was employed by Imperial Capital, LLC and SunTrust Robinson Humphrey, Inc. Keith holds a Series 63, Series 7, and SIE license and is currently registered with FINRA. Keith is licensed in 52 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
03/27/2019 - Present
Seaport Global Securities LLC (NEW YORK NY)
NY
03/14/2012 - 10/08/2018
IMPERIAL CAPITAL, LLC (NEW YORK NY)
NY
04/12/2010 - 01/10/2012
SUNTRUST ROBINSON HUMPHREY, INC. (NEW YORK NY)
NY
07/07/1994 - 03/04/1998
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
BC
Issued 07/14/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/09/2010
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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