Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Keith? Claim Your ProfileKeith Mayer is a financial professional with over 20 years of experience in the securities industry. Keith has been registered with Santander Securities LLC since 2019 and previously worked with firms such as Merrill Lynch, Pierce, Fenner & Smith Incorporated, The Benchmark Company, LLC, and Stanford Group Company. Keith offers a range of financial services, including portfolio management for individuals and businesses, financial planning, and selection of other advisers. Keith currently holds licenses for Series 3, 7, 8, 63, 65, and 66.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
1
2
MA
01/13/2025 - Present
Santander Securities LLC (Boston MA)
MA
04/15/2016 - 12/06/2018
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (WELLESLEY HILLS MA)
MA
05/13/2009 - 05/17/2011
THE BENCHMARK COMPANY, LLC (BOSTON MA)
MA
02/24/2006 - 03/30/2009
STANFORD GROUP COMPANY (BOSTON MA)
CA
05/03/2004 - 08/18/2005
WELLS FARGO SECURITIES, LLC (SAN FRANCISCO CA)
NJ
04/29/2002 - 02/05/2004
RYAN BECK & CO. (FLORHAM PARK NJ)
NY
06/15/2001 - 05/13/2002
GRUNTAL & CO., L.L.C. (NEW YORK NY)
NY
01/13/1997 - 05/03/2001
FIRST ALBANY CORPORATION (NEW YORK NY)
NY
04/30/1993 - 01/04/1997
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
BOTH
Issued 05/26/2016
Series 66 - Uniform Combined State Law Examination
IA
Issued 05/11/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/30/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/21/1995
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/15/2016
Series 7 - General Securities Representative Examination
BC
Issued 11/07/1995
Series 3 - National Commodity Futures Examination
Active
Inactive
F
FINRA
Not sure Keith Mayer is the right advisor for you? Invested Better is here to help.
