Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Keith? Claim Your ProfileKeith Schroeder is a registered representative with Brownstone Investment Group, LLC. Keith has been working in the securities industry since 2010. Keith is registered in 9 states including California, Colorado, Connecticut, Nevada, New Jersey, New York, North Carolina, Ohio, and Texas. Keith has passed the Series 63, SIE, and Series 7 exams. Keith was previously employed by BGC Financial, L.P. and Dealerweb Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
11/30/2016 - Present
Brownstone Investment Group, LLC (NEW YORK NY)
NY
02/01/2012 - 08/24/2016
BGC FINANCIAL, L.P. (NEW YORK NY)
NJ
04/23/2010 - 11/09/2011
DEALERWEB INC. (JERSEY CITY NJ)
BC
Issued 03/10/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/22/2010
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
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