Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Keith? Claim Your ProfileKeith Osborne is a financial professional with over 11 years of experience in the financial services industry. Keith holds Series 7, 24, 63, 99TO and SIE licenses, and has been registered with the Financial Industry Regulatory Authority (FINRA) since 2011. Keith currently works at National Financial Services LLC and is licensed in Massachusetts and Rhode Island. Keith previously worked at Fidelity Brokerage Services LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
RI
10/05/2011 - Present
National Financial Services LLC (SMITHFIELD RI)
RI
03/19/2020 - 02/25/2021
FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)
BC
Issued 02/28/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/16/2017
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/04/2011
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe C2 Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Keith Osborne is the right advisor for you? Invested Better is here to help.
