Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Keith? Claim Your ProfileKeith Robert Gerard Conklin has been in the financial services industry since May 1996. Keith is currently registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated and has been with the firm since February 2015. Keith has also worked at several other firms in the past, including Raymond James & Associates, Inc. and PaineWebber Incorporated. Keith has Series 7, Series 63, and Series 66 licenses. Keith specializes in retirement planning, financial planning and insurance. Keith works with high-net-worth individuals, corporations, and other businesses.
San Antonio, TX
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
02/11/2015 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (San Antonio TX)
TX
06/04/2010 - 11/21/2014
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (SAN ANTONIO TX)
TX
03/02/2001 - 04/16/2007
RAYMOND JAMES & ASSOCIATES, INC. (DALLAS TX)
NY
03/02/1998 - 03/15/2001
DAIN RAUSCHER INCORPORATED (NEW YORK NY)
NA
01/02/1998 - 03/02/1998
DAIN RAUSCHER INCORPORATED
TX
10/26/1994 - 01/02/1998
RAUSCHER PIERCE REFSNES, INC. (DALLAS TX)
NJ
06/24/1988 - 04/11/1990
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
BOTH
Issued 7/1/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/14/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 6/3/2010
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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