Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Keith? Claim Your ProfileKeith Norman Ballasy is a financial advisor with LPL Financial LLC based in Houston, Texas. Keith has been in the industry since 1994 and holds the Series 6, Series 63, and SIE licenses. In addition to LPL Financial LLC, Keith has previously worked with CORECAP INVESTMENTS, LLC, AMERITAS INVESTMENT CORP., CCF INVESTMENTS, INC., and PFS INVESTMENTS INC. Keith specializes in providing financial advice to individuals, corporations, high-net-worth individuals, charitable organizations, pension and profit-sharing plans, and other investment advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
TX
08/04/2023 - Present
LPL Financial LLC (HOUSTON TX)
TX
08/30/2017 - 08/11/2023
CORECAP INVESTMENTS, LLC (Houston TX)
TX
06/21/2017 - 09/14/2017
AMERITAS INVESTMENT CORP. (HOUSTON TX)
TX
10/20/2006 - 06/21/2017
CCF INVESTMENTS, INC. (TYLER TX)
GA
11/08/1994 - 09/22/2006
PFS INVESTMENTS INC. (DULUTH GA)
BC
Issued 10/03/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/07/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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