Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Keith? Claim Your ProfileKeith Newman is a financial advisor with over 10 years of experience in the industry. Keith is currently registered with Stifel, Nicolaus & Company, Inc. in Florida. Prior to joining Stifel, Keith was employed by WELLS FARGO CLEARING SERVICES, LLC in Florida and J.P. MORGAN SECURITIES LLC in Florida. Keith is a Series 6, 7, 63, and 66 licensed advisor and holds the SIE exam. Keith specializes in providing financial planning and investment advice to individuals, businesses, and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
07/01/2022 - Present
Stifel, Nicolaus & Company, Inc. (FT. PIERCE FL)
FL
02/04/2016 - 06/23/2022
WELLS FARGO CLEARING SERVICES, LLC (STUART FL)
FL
02/24/2013 - 12/08/2015
J.P. MORGAN SECURITIES LLC (PORT ST LUCIE FL)
BOTH
Issued 01/25/2021
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/10/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/29/2020
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/22/2013
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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