Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Keith? Claim Your ProfileKeith Morgan is a financial professional with over 24 years of experience in the industry. Keith is a Registered Representative and Investment Advisor Representative with Steward Partners Investment Advisory, LLC. Keith has experience in providing financial services and investment advice to individuals and businesses. Keith is also a Registered Representative with Steward Partners Investment Solutions, LLC. Keith's specialties include financial planning, portfolio management for individuals, selection of other advisors, and pension consulting. Keith has held previous positions at UBS Financial Services Inc. and Citigroup Global Markets Inc.. Keith has passed numerous securities exams, including the Series 63, 65, 7, 9, 10, 31, and SIE.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Financial consulting
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NY
05/01/2023 - Present
Steward Partners Investment Advisory, LLC (NEW YORK NY)
OR
03/16/2007 - 07/19/2010
UBS FINANCIAL SERVICES INC. (LAKE OSWEGO OR)
OR
12/02/1998 - 03/26/2007
CITIGROUP GLOBAL MARKETS INC. (LAKE OSWEGO OR)
IA
Issued 12/22/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/3/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 9/17/2008
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 8/19/2008
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 7/27/2006
Series 31 - Futures Managed Funds Examination
BC
Issued 11/24/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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