Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Keith? Claim Your ProfileKeith Golden is a financial professional with over 20 years of experience in the industry. Keith holds a Series 7, Series 24 and SIE. Keith is currently registered with TD Securities (usa) LLC. Prior to joining TD Securities (usa) LLC, Keith was employed with COWEN AND COMPANY and COWEN EXECUTION SERVICES LLC. Keith has worked in various roles in the financial industry including investment banking. Keith's current focus is on providing financial advisory services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
03/11/2024 - Present
TD Securities (usa) LLC (NEW YORK NY)
NJ
04/24/2020 - 04/11/2024
COWEN AND COMPANY (Summit NJ)
NY
12/07/2006 - 07/21/2020
COWEN EXECUTION SERVICES LLC (NEW YORK NY)
NY
07/21/2000 - 12/08/2006
M. R. BEAL & COMPANY (NEW YORK NY)
BC
Issued 11/28/2000
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/20/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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