Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Keith? Claim Your ProfileKeith Mitchell Cox is a financial advisor with LPL Financial LLC. Keith has been in the financial services industry since 2004 and is registered with FINRA and the state of Virginia. Keith is a registered representative and investment advisor representative. Keith's experience includes working for WELLS FARGO ADVISORS, LLC and UBS FINANCIAL SERVICES INC. before joining LPL Financial LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
VA
03/16/2012 - Present
LPL Financial LLC (ROANOKE VA)
VA
08/19/2008 - 03/20/2012
WELLS FARGO ADVISORS, LLC (ROANOKE VA)
VA
09/06/2004 - 08/29/2008
UBS FINANCIAL SERVICES INC. (ROANOKE VA)
BOTH
Issued 09/29/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/13/2012
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/01/2013
Series 31 - Futures Managed Funds Examination
BC
Issued 09/03/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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