Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Keith? Claim Your ProfileKeith Linde is a financial advisor with Scotia Capital (usa) Inc. based in New York, NY. Keith has been in the industry since November 13, 2005. Keith holds Series 7, Series 63, Series 24, Series 79, and SIE licenses. Keith is also registered in 52 states and the District of Columbia. Prior to joining Scotia Capital (usa) Inc. Keith worked at Paine Webber Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
10/23/2008 - Present
Scotia Capital (usa) Inc. (NEW YORK NY)
NJ
07/21/1997 - 06/28/2000
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
BC
Issued 09/10/2008
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 12/15/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/06/2015
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/11/2015
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 10/22/2008
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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