Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Keith? Claim Your ProfileKeith Michael Preston has been in the financial industry since 1991. Keith is currently registered with Cetera Investment Advisers LLC in Fishkill, New York. Prior to joining Cetera Investment Advisers LLC, Keith worked at Pruco Securities, LLC in Yonkers, New York, and Woodbury Financial Services, Inc in Poughkeepsie, New York. Keith holds Series 7, 6, 63 and 65 licenses. Keith provides financial planning and portfolio management services for individuals and businesses. Keith is also registered in Connecticut.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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NY
02/02/2024 - Present
Cetera Investment Advisers LLC (FISHKILL NY)
NY
02/11/2019 - 11/30/2023
PRUCO SECURITIES, LLC. (YONKERS NY)
NY
09/04/2009 - 12/31/2018
WOODBURY FINANCIAL SERVICES, INC. (POUGHKEEPSIE NY)
NY
10/24/2005 - 04/08/2009
NEW ENGLAND SECURITIES (POUGHKEEPSIE NY)
NJ
08/31/1990 - 10/05/2005
PRUCO SECURITIES, LLC. (NEWARK NJ)
NJ
08/31/1990 - 12/10/1993
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA (NEWARK NJ)
IA
Issued 6/10/2021
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 1/23/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 6/7/2001
Series 7 - General Securities Representative Examination
BC
Issued 8/29/1990
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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