Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Keith? Claim Your ProfileKeith Michael Preston is an Investment Advisor Representative with Cetera Investment Advisers LLC, and has been in the financial services industry for over 30 years. Keith has a strong background in securities and investment advisory services, having worked at various firms including Pruco Securities, LLC., Woodbury Financial Services, Inc., New England Securities, and The Prudential Insurance Company of America. Keith is registered with the state of New York as an Investment Advisor Representative. Keith has also passed several industry exams, including the Series 6, Series 7, Series 63 and Series 65. Keith currently provides financial planning services, pension consulting, and portfolio management services to individuals, businesses, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NY
02/02/2024 - Present
Cetera Investment Advisers LLC (FISHKILL NY)
NY
02/11/2019 - 11/30/2023
PRUCO SECURITIES, LLC. (YONKERS NY)
NY
09/04/2009 - 12/31/2018
WOODBURY FINANCIAL SERVICES, INC. (POUGHKEEPSIE NY)
NY
10/24/2005 - 04/08/2009
NEW ENGLAND SECURITIES (POUGHKEEPSIE NY)
NJ
08/31/1990 - 10/05/2005
PRUCO SECURITIES, LLC. (NEWARK NJ)
NJ
08/31/1990 - 12/10/1993
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA (NEWARK NJ)
IA
Issued 06/10/2021
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/23/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/07/2001
Series 7 - General Securities Representative Examination
BC
Issued 08/29/1990
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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