Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Keith? Claim Your ProfileKeith Michael Pelkey is a financial advisor associated with Charles Schwab & CO., Inc. Keith has been in the industry for over 28 years and has a strong background in investment advice. Keith works with a broad range of clients, including high-net-worth individuals. Keith is registered to provide investment advice in 32 states and the District of Columbia. In addition to his role at Charles Schwab, Keith is also affiliated with Charles Schwab Bank SSB. Keith is dedicated to providing personalized financial advice to help clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
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2
CT
11/23/2005 - Present
Charles Schwab & CO., Inc. (West Hartford CT)
CT
04/12/2004 - 11/03/2005
UST SECURITIES CORP. (STAMFORD CT)
TX
05/04/1995 - 02/18/2004
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
NY
11/18/1994 - 01/16/1995
LADENBURG, THALMANN & CO., INC. (NEW YORK NY)
NY
08/31/1994 - 10/21/1994
PRIME CHARTER LTD. (NEW YORK NY)
IA
Issued 06/02/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/12/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/01/1998
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/27/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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