Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Keith? Claim Your ProfileKeith Michael Pelkey is a financial professional who has been in the industry since March 24, 1995. Keith is currently registered with Charles Schwab & CO., Inc. as a Registered Representative and Investment Advisor Representative. Keith has a history of working with a variety of firms including UST Securities Corp., Charles Schwab & CO., Inc., Ladenburg, Thalmann & Co., Inc. and Prime Charter Ltd. Keith holds licenses for Series 63, 65, 7, 8, 9, 10 and SIE.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
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2
CT
11/23/2005 - Present
Charles Schwab & CO., Inc. (West Hartford CT)
CT
04/12/2004 - 11/03/2005
UST SECURITIES CORP. (STAMFORD CT)
TX
05/04/1995 - 02/18/2004
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
NY
11/18/1994 - 01/16/1995
LADENBURG, THALMANN & CO., INC. (NEW YORK NY)
NY
08/31/1994 - 10/21/1994
PRIME CHARTER LTD. (NEW YORK NY)
IA
Issued 6/2/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 9/12/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 1/2/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 1/2/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 5/1/1998
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 8/27/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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