Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Keith? Claim Your ProfileKeith Michael Hardock is a financial advisor with Fidelity Brokerage Services LLC, a firm that is not currently registered to provide investment advisory services in Kentucky. Keith has been in the financial services industry for over 10 years and holds the Series 6, 7, and 63 securities licenses as well as the SIE exam. Keith has previously worked at Equitable Advisors, LLC and GWFS Equities, Inc.. Keith’s branch office location is in Covington, KY.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
KY
06/17/2021 - Present
Fidelity Brokerage Services LLC (COVINGTON KY)
NJ
09/27/2019 - 04/27/2021
EQUITABLE ADVISORS, LLC (WOODBRIDGE NJ)
CO
05/30/2018 - 06/13/2019
GWFS EQUITIES, INC. (GREENWOOD VILLAGE CO)
BC
Issued 06/14/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/14/2019
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/30/2018
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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