Unclaimed
Keith McRedmond is a financial professional with over 29 years of experience in the industry. Keith has a broad range of experience, having worked with firms such as Goldman, Sachs & Co., A. G. Edwards & Sons, Inc., and Icapital Securities, LLC. Keith's current affiliation is with Icapital Markets LLC, where he has been a registered representative since November 30, 2023. Keith holds a variety of licenses and registrations, including Series 3, 7, 8, 24, 63, and 65. He is registered to provide securities and investment advisory services in all states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
11/30/2023 - Present
Icapital Markets LLC (NEW YORK NY)
NY
03/10/2022 - 11/30/2023
ICAPITAL SECURITIES, LLC (NEW YORK NY)
NY
07/21/2017 - 06/24/2020
RUSSELL INVESTMENTS FINANCIAL SERVICES, LLC (NEW YORK NY)
NY
08/03/2010 - 10/04/2016
GOLDMAN, SACHS & CO. (NEW YORK NY)
MA
01/30/2008 - 03/01/2010
OLD MUTUAL INVESTMENT PARTNERS (BOSTON MA)
TX
05/26/2006 - 01/18/2007
A I M DISTRIBUTORS, INC. (HOUSTON TX)
MO
08/21/1985 - 01/10/1997
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
BC
Issued 10/06/2006
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 11/07/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/29/2006
Series 24 - General Securities Principal Examination
BC
Issued 02/15/1991
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/25/2006
Series 7 - General Securities Representative Examination
BC
Issued 11/07/1991
Series 3 - National Commodity Futures Examination
Active
Inactive
F
FINRA
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