Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Keith? Claim Your ProfileKeith Mccauley Pendergrast is a financial advisor registered with Keel Point, LLC. Keith has been in the financial services industry since 2015. Keith is licensed to provide investment advice in Alabama and is registered as an investment advisor representative with Keel Point, LLC. Keith has passed the Series 63, Series 65, Series 7, and Series 57 exams. Keith has experience providing financial advice to individuals, families, and businesses. Keel Point, LLC is a Registered Investment Advisor with the Securities and Exchange Commission. They offer financial planning, portfolio management, and other investment services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting service to third-party ria
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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2
AL
09/29/2017 - Present
Keel Point, LLC (HUNTSVILLE AL)
TX
01/27/2003 - 06/30/2004
PARAGON ADVISING GROUP, L.P. (HOUSTON TX)
IA
Issued 09/28/2017
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/06/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/30/2017
Series 7 - General Securities Representative Examination
BC
Issued 03/23/2017
Series 57 - Securities Trader Exam
BC
Issued 01/24/2003
Series 62 - Corporate Securities Limited Representative Examination
Active
Inactive
F
FINRA
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