Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Keith? Claim Your ProfileKeith Marshall Sipes is a financial advisor with Synovus Securities, Inc. in Atlanta, Georgia. Keith has been in the industry since 1999, and has experience working for several firms including Berenson & Company, LLC, Stout Capital, LLC, and CRT Capital Group LLC. Keith holds Series 7, 24, 63, 79TO, and SIE licenses. Keith is a registered representative of Synovus Securities, Inc. and is registered with the following states: Alabama, Arizona, California, Colorado, Connecticut, District of Columbia, Florida, Georgia, Illinois, Indiana, Iowa, Maryland, Massachusetts, Michigan, Minnesota, Mississippi, Missouri, New Jersey, New York, North Carolina, Ohio, Pennsylvania, South Carolina, Tennessee, Texas, Utah, Virginia, Washington, and Wisconsin.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Tax related services, administrative services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
GA
05/23/2022 - Present
Synovus Securities, Inc. (ATLANTA GA)
NY
07/01/2021 - 05/24/2022
BERENSON & COMPANY, LLC (NEW YORK NY)
CA
08/10/2016 - 04/02/2021
STOUT CAPITAL, LLC (LOS ANGELES CA)
CA
06/17/2014 - 06/30/2016
CRT CAPITAL GROUP LLC (LOS ANGELES CA)
CA
03/19/2013 - 06/23/2014
DUFF & PHELPS SECURITIES LLC (LOS ANGELES CA)
CA
07/10/2010 - 03/04/2013
STIFEL, NICOLAUS & COMPANY, INCORPORATED (SAN FRANCISCO CA)
CA
03/18/2010 - 07/16/2010
THOMAS WEISEL PARTNERS LLC (SAN FRANCISCO CA)
CA
03/18/2010 - 03/25/2010
SIEMER & ASSOCIATES, LLC (SANTA MONICA CA)
NY
07/27/2006 - 03/30/2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
03/03/2004 - 05/09/2006
LAZARD FRERES & CO. LLC (NEW YORK NY)
NY
12/05/2000 - 02/26/2004
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
07/02/1999 - 08/27/1999
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
02/06/1995 - 04/28/1998
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BC
Issued 02/24/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/11/2008
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/30/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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