Unclaimed
Keith Murphy is a financial professional with over 10 years of experience in the industry. Keith is currently registered with TP Icap Global Markets Americas LLC. Previously, Keith was employed by AXA Advisors, LLC. Keith has a strong background in securities, having passed the Series 7, Series 3, Series 63, and Series 30 exams. Keith holds registrations in New Jersey and New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
04/05/2013 - Present
TP Icap Global Markets Americas LLC (New York NY)
NY
10/20/2011 - 03/23/2012
AXA ADVISORS, LLC (NEW YORK NY)
BC
Issued 12/28/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/22/2018
Series 30 - NFA Branch Manager Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/19/2012
Series 3 - National Commodity Futures Examination
BC
Issued 10/19/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
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