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Keith Louis Ricciardi

First Brokers Securities LLC

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About Keith Louis Ricciardi

Keith Ricciardi is a securities professional with over 20 years of experience in the industry. Keith holds the Series 7, Series 24 and Series 63 licenses and is registered with the Financial Industry Regulatory Authority (FINRA). Keith is currently associated with First Brokers Securities LLC.

Firm Information

Keith Ricciardi is currently registered with First Brokers Securities LLC. First Brokers Securities LLC is a Limited Liability Company formed in November 2003. The firm is registered with the Securities and Exchange Commission and in 7 states, including California, Connecticut, Florida, New Jersey, New York, North Carolina, and Texas.

Not reported

Assets Under Management

Not reported

Total Clients

41

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Keith Ricciardi’s Registration & Firm History

NJ

08/31/2000 - Present

First Brokers Securities LLC (JERSEY CITY NJ)

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Licenses & Designations

BC

Issued 01/09/2001

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 04/16/2009

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/30/2000

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Keith Louis Ricciardi.
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