Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Keith? Claim Your ProfileKeith Lemay is a financial advisor associated with Northwestern Mutual Investment Services, LLC. Keith has been in the securities industry since 2019 and is registered with the state of South Carolina, as well as 30 other states. Keith is also registered with the Financial Industry Regulatory Authority (FINRA) and holds a Series 7TO, Series 6TO and SIE licenses. Keith can offer a variety of investment services, including investment research, referrals to other advisors, and financial planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
SC
12/23/2019 - Present
Northwestern Mutual Investment Services, LLC (GREENVILLE SC)
TN
03/26/2019 - 07/03/2019
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (Clarksville TN)
BC
Issued 01/08/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/06/2024
Series 7TO - General Securities Representative Examination
BC
Issued 03/26/2019
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 03/01/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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