Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Keith? Claim Your ProfileKeith Ledon Pridgen is a registered investment advisor representative with Cambridge Investment Research Advisors, Inc. Keith has been in the industry since 1997 and has experience with various firms, including Signator Investors, Inc. and Transamerica Financial Advisors, Inc. Keith holds Series 6, 7, 24, 63 and 65 licenses. Keith works with individuals, high net worth individuals, charitable organizations, pension and profit sharing plans, and state or municipal government entities. Cambridge Investment Research Advisors, Inc. has a wide range of services, including financial planning, pension consulting, educational seminars, market timing services, selection of other advisors, portfolio management for businesses and individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
AL
02/15/2017 - Present
Cambridge Investment Research Advisors, Inc. (Auburn AL)
AL
05/13/2016 - 02/25/2017
SIGNATOR INVESTORS, INC. (AUBURN AL)
AL
04/15/2011 - 05/13/2016
TRANSAMERICA FINANCIAL ADVISORS, INC (AUBURN AL)
AL
12/17/2001 - 03/08/2011
NBC SECURITIES, INC. (OPELIKA AL)
MN
01/23/2001 - 12/31/2001
PRIMEVEST FINANCIAL SERVICES, INC. (ST. CLOUD MN)
NY
07/18/1997 - 02/09/2001
AXA ADVISORS, LLC (NEW YORK NY)
NY
07/18/1997 - 01/05/2000
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
IA
Issued 04/16/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/15/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/07/2000
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/24/1999
Series 7 - General Securities Representative Examination
BC
Issued 07/17/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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