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Keith Lavern Johnson

Cetera Investment Advisers LLC

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About Keith Lavern Johnson

Keith Lavern Johnson is a financial advisor with over 30 years of experience in the industry. Keith is currently registered with Cetera Investment Advisers LLC and has been with the firm since June 2023. Prior to that, Keith was a financial advisor with VOYA FINANCIAL ADVISORS, INC. from August 2010 to June 2021. Keith specializes in financial planning, pension consulting, and portfolio management for individuals and businesses. Keith holds Series 6, 7, 24, 26, 63, and 65 licenses and is registered in Arkansas, Illinois, Iowa, Kansas, Kentucky, Minnesota, Oklahoma, Pennsylvania, Texas, and Wisconsin.

Firm Information

Keith Johnson is currently registered with Cetera Investment Advisers LLC. Cetera Investment Advisers LLC is a financial services firm headquartered in Schaumburg, Illinois. The firm offers a wide range of financial planning and investment advisory services to individuals, corporations, pension plans, and charitable organizations. Cetera manages over $104 billion in assets for clients. The firm has a large network of licensed financial advisors and investment advisory representatives, serving over 423,000 clients across the country.
Cetera Investment Advisers LLC

1450 AMERICAN LANE

SCHAUMBURG, IL 60173-2096

$104.47B

Assets Under Management

16,618

Total Clients

7,280

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Keith Johnson’s Registration & Firm History

MN

06/29/2023 - Present

Cetera Investment Advisers LLC (BROOKLYN PARK MN)

MN

08/17/2010 - 06/09/2021

VOYA FINANCIAL ADVISORS, INC. (BROOKLYN PARK MN)

MN

01/09/2008 - 06/03/2009

QUESTAR CAPITAL CORPORATION (MINNEAPOLIS MN)

MN

04/18/2001 - 01/09/2008

ALLIANZ LIFE FINANCIAL SERVICES, LLC (GOLDEN VALLEY MN)

MN

09/15/2000 - 05/10/2001

USALLIANZ SECURITIES, INC. (MINNEAPOLIS MN)

NJ

04/18/1991 - 09/12/2000

PRUCO SECURITIES CORPORATION (NEWARK NJ)

NJ

04/18/1991 - 12/10/1993

THE PRUDENTIAL INSURANCE COMPANY OF AMERICA (NEWARK NJ)

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Licenses & Designations

IA

Issued 04/16/1996

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 03/06/1991

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/04/2008

Series 24 - General Securities Principal Examination

BC

Issued 11/02/1995

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/04/1997

Series 7 - General Securities Representative Examination

BC

Issued 02/28/1991

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Keith Lavern Johnson.
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