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Keith Lathan

Siebert Williams Shank & CO., LLC

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About Keith Lathan

Keith Lathan is a financial advisor with Siebert Williams Shank & Co., LLC, a broker-dealer in Chicago, Illinois. Keith has been in the securities industry since June 10, 2011. Keith holds Series 7, Series 52TO, and Series 63 licenses. Keith is registered in Illinois and New York.

Firm Information

Keith Lathan is currently registered with Siebert Williams Shank & CO., LLC. Siebert Williams Shank & CO., LLC is a Limited Liability Company that was formed in March 1997. The firm is registered in all 50 states and with the Securities and Exchange Commission.

Not reported

Assets Under Management

Not reported

Total Clients

88

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Keith Lathan’s Registration & Firm History

IL

11/05/2019 - Present

Siebert Williams Shank & CO., LLC (CHICAGO IL)

IL

06/10/2011 - 11/05/2019

THE WILLIAMS CAPITAL GROUP, L.P. (CHICAGO IL)

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Licenses & Designations

BC

Issued 11/23/2011

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/08/2011

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Keith Lathan. Review regulatory record here.
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