Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Keith? Claim Your ProfileKeith Kristopher Mancini is a financial advisor who has been in the industry for over 18 years. Keith is currently registered with Empower Financial Services, Inc. and has previously held positions at American Express Financial Advisors Inc., IDS Life Insurance Company and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Keith is a Series 7, Series 63, and Series 6TO licensed professional.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CO
09/19/2006 - Present
Empower Financial Services, Inc. (GREENWOOD VILLAGE CO)
MN
02/10/2003 - 04/06/2004
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
02/10/2003 - 04/06/2004
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
NY
04/05/2001 - 07/30/2001
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BC
Issued 03/05/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/04/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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