Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Keith? Claim Your ProfileKeith Justin Butler is a financial advisor who has been in the industry since 1991. Keith is currently registered with Raymond James Financial Services Advisors, Inc. and has offices in Wilton, CT. Keith holds a variety of licenses and registrations, including Series 7, Series 63, Series 65 and Series 24. Keith has experience working at a number of firms including Janney Montgomery Scott LLC, Wells Fargo Advisors, LLC, Morgan Stanley Smith Barney, Citigroup Global Markets Inc., Prudential Securities Incorporated, Westfield Financial Corporation, and Hibbard Brown & Co., Inc. Keith provides financial planning, portfolio management, and other advisory services to individuals, corporations, businesses, trusts, estates, pension and profit-sharing plans, insurance companies, charitable organizations, and high-net-worth individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
CT
05/09/2024 - Present
Raymond James Financial Services Advisors, Inc. (Wilton CT)
CT
08/04/2016 - 05/09/2024
JANNEY MONTGOMERY SCOTT LLC (FAIRFIELD CT)
CT
07/17/2009 - 08/16/2016
WELLS FARGO ADVISORS, LLC (WESTPORT CT)
CT
06/01/2009 - 08/11/2009
MORGAN STANLEY SMITH BARNEY (STAMFORD CT)
CT
04/30/1998 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (STAMFORD CT)
NY
10/28/1994 - 03/24/1998
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
08/05/1994 - 11/01/1994
WESTFIELD FINANCIAL CORPORATION (NEW YORK NY)
NY
09/24/1991 - 09/07/1994
HIBBARD BROWN & CO., INC. (NEW YORK NY)
IA
Issued 4/3/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/4/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 8/19/1994
Series 24 - General Securities Principal Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 9/23/1991
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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