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Keith Joseph Ryan

Stifel, Nicolaus & Company, Inc.

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About Keith Joseph Ryan

Keith Joseph Ryan is an active Registered Representative and Investment Advisor Representative with Stifel, Nicolaus & Company, Inc. Keith has been in the industry since 2003 and is based in Shrewsbury, NJ. Keith has experience with Stifel, Nicolaus & Company, Inc., UBS FINANCIAL SERVICES INC., GRUNTAL & CO. INCORPORATED, ASIEL & CO., and FIRST FIDELITY BROKERS, INC.. Keith holds the following licenses: Series 7, Series 63, Series 66, and SIE. Keith's area of specialization includes Investments, Trading, Mutual Funds, Stocks, Annuities, Fixed Annuities, Variable Annuities, Insurance, and Options.

Firm Information

Keith Ryan is currently registered with Stifel, Nicolaus & Company, Inc.. Stifel, Nicolaus & Company, Inc. is a corporation headquartered in ST LOUIS, MO, United States. Founded in 1900, the firm provides financial planning, pension consulting, educational seminars, selection of other advisors, portfolio management for businesses, individuals, and pooled investment vehicles. With over 5,000 registered representatives and $149.2 billion in regulatory assets under management, the firm serves a wide range of clients including high-net-worth individuals, corporations, and institutional investors.
Stifel, Nicolaus & Company, Inc.

501 N BROADWAY

ST LOUIS, MO 63102

$149.25B

Assets Under Management

Not reported

Total Clients

4,272

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Keith Ryan’s Registration & Firm History

NJ

01/27/2009 - Present

Stifel, Nicolaus & Company, Inc. (SHREWSBURY NJ)

NJ

08/04/2005 - 01/27/2009

UBS FINANCIAL SERVICES INC. (RED BANK NJ)

NY

08/04/1995 - 10/23/1995

GRUNTAL & CO. INCORPORATED (NEW YORK NY)

NY

07/03/1995 - 07/11/1995

ASIEL & CO. (NEW YORK NY)

NJ

12/22/1992 - 01/16/1995

FIRST FIDELITY BROKERS, INC. (NEWARK NJ)

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Licenses & Designations

BOTH

Issued 08/09/2005

Series 66 - Uniform Combined State Law Examination

BC

Issued 08/14/1995

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/01/2005

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

NYSE American LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Keith Joseph Ryan.
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