Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Keith? Claim Your ProfileKeith Joseph McGrath is a financial advisor with Regal Advisory Services, Inc., a registered investment advisor. Keith has over 28 years of experience in the financial services industry. Keith holds a Series 7, Series 24, Series 63 and Series 66 licenses. Keith provides financial planning and investment management services to individuals and businesses. Keith Joseph McGrath is also registered as an investment advisor representative in Arizona, California, Colorado, Florida, Louisiana, New Jersey, New York, Texas and Washington.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NJ
04/03/2018 - Present
Regal Advisory Services, Inc. (Manasquan NJ)
NJ
04/10/2012 - 12/31/2012
JHS CAPITAL ADVISORS, LLC (BRIELLE NJ)
NJ
09/26/2002 - 04/11/2012
PAULSON INVESTMENT COMPANY, INC. (BRIELLE NJ)
CO
12/20/2001 - 09/27/2002
SCHNEIDER SECURITIES, INC. (DENVER CO)
CO
03/13/1995 - 12/21/2001
GLOBAL CAPITAL SECURITIES CORPORATION (ENGLEWOOD CO)
NY
12/01/1993 - 03/17/1995
THOMAS JAMES ASSOCIATES, INC. (ROCHESTER NY)
BOTH
Issued 07/25/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/18/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/12/1995
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/20/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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