Unclaimed
Keith Brennan is a registered representative with T. Rowe Price Advisory Services, Inc. He is a licensed securities professional with experience in the investment industry, holding Series 6, 7, 63, and 66 licenses. Keith is registered in 53 states and the District of Columbia. He is also registered as an Investment Advisor Representative in Maryland. Keith has been in the industry since 2014.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
See schedule d
1
2
MD
02/26/2018 - Present
T. Rowe Price Advisory Services, Inc. (Owings Mills MD)
BOTH
Issued 02/23/2018
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/20/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/16/2015
Series 7 - General Securities Representative Examination
BC
Issued 03/20/2014
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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